Silvergate Capital Corporation 2010 Equity Compensation Plan
Silvergate Capital Corporation 2018 Equity Compensation Plan
Silvergate Bank 401(k) Retirement Savings Plan
(Full title of the plan) |
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Kathleen M. Fraher
Chief Transition Officer
Silvergate Capital Corporation
4250 Executive Square, Suite 300
La Jolla, CA 92037
(Name and address of agent for service)
Telephone: (858) 362-6300
(Telephone number, including area code, of Agent for Service)
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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large
accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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☐
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Accelerated filer
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☐
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Non-accelerated filer
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☒
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Smaller reporting company
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☒
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Emerging Growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of
the Securities Act. ☐
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Registration Statement on Form S-8 (333-234819), filed with the SEC on November 22, 2019, which registered (i) 632,159 shares of the Registrant’s Class A common stock, par value $0.01 per share (the “Common Stock”), issuable under the
Silvergate Capital Corporation 2010 Equity Compensation Plan and (ii) 1,596,753 shares of Common Stock issuable under the Silvergate Capital Corporation 2018 Equity Compensation Plan; and
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Registration Statement on Form S-8 (333-260198), filed with the SEC on October 12, 2021, which registered 200,000 shares of Common Stock issuable in connection with the Silvergate Bank 401(k) Retirement Savings Plan.
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SILVERGATE CAPITAL CORPORATION | ||||
By:
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/s/ Kathleen M. Fraher | |||
Name: |
Kathleen M. Fraher | |||
Title: |
Chief Transition Officer | |||